Showing posts with label military. Show all posts
Showing posts with label military. Show all posts

Tuesday, July 19, 2011

The Littoral Combat Ship Revisited

A couple years ago I blogged an essay here about the US Navy’s Littoral Combat Ship program, and how it epitomized the United States’ badly managed defense procurement system. This post is a brief update, recounting what’s happened since then.

As a recap, the LCS program was a mess from the start, with grotesque cost overruns, contractors given leave to write checks on the government’s behalf, and most bizarrely, building two different models of LCS. In hindsight, the choice to invest in both the Lockheed Martin team’s LCS-1, USS Freedom and the General Dynamics team’s LCS-2, USS Independence, still looks like what it resembled in 2004: a crude attempt to spread the pork around as many Congressional districts and defense contractors as possible.

This is sad irony because the Navy’s public mantra for procurement at the time was “faster, better, cheaper,” and an attempt to get away from the gold-plated supership projects left over from the Reagan era. Two examples of these are the bloated CG-X/DD-X/DD-21/DDG-1000 destroyer project which is finally reached the prototype stage as the three-ship Zumwalt class, and the Virginia-class nuclear attack submarine that was supposed to be a cheap alternative to the Seawolf, but which wound up costing just as much.

Unfortunately, under Secretary of Defense Rumsfeld, “faster, better, cheaper” was implemented as farming the whole project out to contractors on cost-plus contracts that essentially gave the contractor a blank check, and allowing the ‘cheap’ LCS to mutate into a smaller version of a gold-plated supership. The final cost of USS Freedom was $645 million, and that for USS Independence was $704 million, exclusive of repairs and modifications needed after trials. This is 3 to 3.5 times the original budget for each ship, which quite defeated the point of the LCS as an inexpensive ship for primarily low-intensity conflict.

The inability to get what taxpayers pay for is not just an appalling waste of money, but also a major weakness in the US military. Being ‘strong on defense’ isn’t just a matter of spending money on defense; it must include ensuring the money is wisely and properly spent. The longer a weapon, ship, or aircraft lingers in development hell, the more likely it is to be cancelled. The money already spent on the project is gone forever, and the military has to do without the ship or missile or vehicle it needed—for example, in the late 1990s the US Navy had to bite the bullet and do without the replacement for the A-6 Intruder bomber, which essentially halved a carrier’s strike radius, and the Marines continue to make do with elderly, lumbering AAV-7 amtracs now that the Expeditionary Fighting Vehicle has sunk.

Right now, with the fleet stretched thin, the Navy really needs the LCS, and needs it to work properly.

Sighted Scam, Sank Same

The LCS almost went by the boards the same way. After four years of delays and cost overruns, in November 2007, Navy Secretary Donald Winter cancelled the LCS program outright with a vitriolic outburst at the two teams of contractors, in the culmination of a summer of discontent that saw the LCS program manager fired, the admiral in charge of shipbuilding reassigned to other duties, and work stopped on two further ships (LCS 3, USS Fort Worth and LCS-4, USS Coronado) that were under construction.

This wasn’t the only shipbuilding program that had pitted the Navy against the Navy’s contractors. Only a few months previously, Secretary Winter had blasted Northrop-Grumman (the Navy’s largest shipbuilder), Raytheon, and the other contractors involved in one of the Navy’s other projects, the mechanically-defective and grossly over-budget ($1.68 billion, $840 million over budget) USS San Antonio. The San Antonio was not only three years late entering service, but was $840 million over budget and plagued by humiliating mechanical and electronics failures, some of which were so egregious that they were introduced as evidence at the court-martial of one of the ship’s officers after one of the ship’s crew was killed in a machinery-related accident. As of October 2010, the Navy faced another $38 million in costs to repair defective work and make the ship usable. Winter complained "Twenty-three months after commissioning of LPD 17 [the USS San Antonio], the Navy still does not have a mission-capable ship. As of April 2011, the San Antonio had been in dockyard hands for a year for engine repairs and other concerns.

USS San Antonio

The USS San Antonio, at sea

Secretary Winter decried lack of competition in the shipbuilding market, an industry where virtually every major defense contractor has a piece of any given project, and specifically complained about the ‘eroded expertise’ of the government in warship design and construction, and argued that excessive delegation of design and construction responsibilities to the private sector—part of the privatization campaign of Secretary of Defense Rumsfeld-- was the root cause of the problem, since it stripped the Navy of most of its oversight of the design and construction of the ships it was paying for.

Rather ironically, Secretary Winter was himself a Northrop-Grumman executive from 2002 through 2005, after Northrop brought out the firm TRW, of which Winter was CEO.

This behavior from the Navy’s leadership was as out of character as a temper tantrum in a Trappist monastery, and the defense contractors who had been happily feeding off of Uncle Sam’s largesse were understandably shocked.

Indeed, the contractors were so shocked that they agreed to Secretary Winter’s fixed-price demand—and not only that, cut their prices in attempts to underbid each other. It was nothing short of hilarious to see corporations like General Dynamics so gobsmacked at having to accept the free market where they had expected a monopoly (or a kleptocracy, depending on your point of view).

The end result, announced in November 2010, was a resounding win for the government and the Navy, though-- if the Navy would have more LCSs, they’d be built at a fixed cost, with the builders eating any overruns. Granted, it’s 20 ships rather than the 55 originally called, for and the fixed cost is reported to be $450 million per ship (just shy of a Congress-mandated cap of $460 million each), more than twice the original planned cost. It’s still less than the cost of the prototypes.

Most importantly, in 2010 the Navy was finally allotted sufficient funds to for enough Supervisor of Shipbuilding officers for all ships under construction, in order to verify that ships were being constructed to specification.

Nonetheless, Admiral Mike Mullen, Chairman of the Joint Chiefs of Staff, said in October 2010 “If LCS is unable to contain itself … then I don’t think it has much of a future.” Further problems are entirely possible, including issues that could render the design useless, and the performance of the first several ships will be taken into account.

The rather questionable thing is that after the shouting died down, the Navy decided to go ahead with both designs after all, ordering ten ships of each type in addition to the four completed or under construction, all to be paid for by 2015 and in service by 2018. The two LCS designs are distinct, it is true, but neither of them is significantly better than the other, and the trimaran Independence design costs more than the steel monohull Freedom type, although the Independence has more cargo space. Furthermore, the aluminum trimaran Independence design produced by the General Dynamics team (now headed by Austal) will be the first warship of its type to see service, which raises a whole new set of engineering challenges and maintenance concerns. The Independence also introduces a wholly new data and communications system, while the Freedom has an improved version of the Navy’s standard system. Construction work is also hindered by the two ‘teams’ having changed their rosters—the erstwhile General Dynamics design is now managed by shipbuilder Austal, and the shipyard at which the Lockheed design is being built was bought out by the Italian firm Ficantieri. To further complicate matters, Austal and General Dynamics have recently parted ways; Austal will build the next USS Independence-type (General Dynamics type) LCS competing with them. Still worse, although Austal built the Independence, General Dynamics is responsible for “warranty maintenance.”

USS Freedom

USS Freedom at sea


USS Independence

USS Independence at sea


Independence, Freedom, Corrosion and Time

Both prototype ships are operational--USS Freedom conducted her first mission in April 2010, and intercepted a narcotic smuggling boat off the Pacific coast of Colombia. This was well after the operational date intended at the inception of the LCS program, but well ahead of the pessimistic post-2007 deadlines. The Independence entered service in January 2010, but has to date accomplished even less than the Freedom.

Neither type of LCS is anything like perfect at present—they are prototypes, after all—but it begs the question of why the Navy accepted them for service at all, when both ships are plagued with grievous problems. Both Freedom and Independence suffered severe mechanical breakdowns during their first few voyages, and when the Independence completed her maiden voyage in April 2010 the Navy had to spend $5.3 million in repairs and upgrades to correct faults identified during sea trials, after General Dynamics had already spent several million dollars correcting faults already identified during builders’ trials. USS Freedom also turned out to be 6% overweight compared to her design specifications, with a significant shortfall in the reserve buoyancy that would keep her afloat in the event she is damaged, as well as serious questions about whether she can actually manage her designed speed.

USS Independence, meanwhile, suffers from severe corrosion after only a few months in service, thanks to the electrolytic disintegration of her aluminum hull, and now needs to be dry-docked for massive repairs. The cathodic protection anticorrosion system originally planned was eliminated as a cost saving measure. The Navy blames Austal’s supposedly faulty construction, and Austal blames the Navy’s supposedly negligent maintenance, though given how briefly the Independence has been in Navy hands raises the question of how fragile the ship is, if only a few months of ‘negligence’ is enough to imperil the ship’s seaworthiness and structural soundness.

It is normal for ships to require a fair bit of adjustment and modification after entering service, to address concerns identified during builders’ trials or sea trials—after all, that is the purpose of trials. The Perry-class frigates which the LCS is intended to replace, for example, suffered structural cracks up to 40-feet long in the early ships of the class, and the Perrys still active have served well for over thirty years. The severity of the LCS’s problems, however, far outstrip most of the concerns identified in previous generations of warships.

So now that we will have at least some LCS in the fleet—late and grossly overbudget, but presumably operational—will the LCS actually be worthwhile?

Both types of LCS face intense criticism on their technical merits, in addition to fulmination from more conservative big-ship advocates and flattop boosters within the Navy. The LCS program as a whole was controversial in Navy circles, if for no other reason that the LCS being the smallest seagoing warship (other than minesweepers and the like) the Navy has ordered since the 1960s. The US Navy has historically preferred bigger ships to smaller ones, when all other things are taken into consideration—if the fleet needs a destroyer, it gets a big destroyer.

There are three main criticisms of the LCS, besides cost: armament, survivability, and seakeeping, and many of the criticisms of the LCS take the form of “it’s too small, lightly armed, and flimsy—throw it out and build a Perry-class frigate.” This is decidedly ironic, since old naval constructors will doubtless remember some of the criticisms leveled against the Perry class itself when it premiered in the 1970s—“it’s too big, slow, and lightly armed—throw it out and build a Charles F. Adams-class destroyer,” or the puzzled Congressional reaction to the Spruance-class destroyers in the early 1970s—“where are all the guns?” Admittedly, the Spruance type more than twice the size of the previous class of destroyer, had less armament, and had a superstructure that looked like a truck garage.

The general sneers from the big-ship community aside, some of the technical criticisms of the LCS designs are very significant, and should not be dismissed lightly.

The Swiss Army Warship

Concerning question of armament, granted, the factory-fresh LCS is very lightly armed when compared to foreign designs of similar tonnage (e.g. the German-designed ‘MEKO A’ family used by a number of navies around the world), with only a 57mm autocannon, a close-range surface-to-air missile system, and some machine guns. In fact, many Fast Attack Craft (the antiship missile counterpart of the torpedo boat) carry more armament than a LCS on a hull 1/6 the size.

Unlike the MEKO type, however, it’s hard to say what the LCS’ real armament would include since the basic design concept is for interchangeable “mission modules.” The basic idea is that a LCS could be equipped with antiship missiles one week and then swap them out for minesweeping gear the next. Add a mission module with a couple dozen vertical launch missiles to an LCS, and it will no longer seem so under-gunned. The concept is actually fairly well-proven. The Royal Danish Navy has had success with this model since they invented it in the 1980s, although they’ve never had to use it in combat, but it’s a first in the US Navy. Both types of LCS would also operate unmanned aerial vehicles and the other types of drones that have become so widely used in the last ten years.

The Navy originally intended to buy for the whole LCS fleet a total of 16 antisubmarine modules, 24 antiship or land-attack modules, and 24 mine countermeasures modules that would be swapped out between ships depending on what the ships were being used for. Unfortunately, the antiship/land attack missile planned for the LCS, the N-LOS program, was cancelled in 2010, and so it’s not clear what the LCS would use for antiship or land attack weapons. The minesweeping and antisubmarine modules haven’t finished development either, so the LCS will spend at least a few years making do with what it was built with, as a very large speedboat and self-propelled helipad.

So far, the design is intriguing. The 55 LCS originally ordered were intended to replace 14 Avenger-class minehunters, 12 Osprey-class coastal minehunters, and 30 Oliver Hazard Perry class Frigates on roughly a one-for-one basis, covering a wide variety of rolls with one type of ship, offering great savings in manpower, maintenance costs, and long-term expenses, in addition to not having to pay upkeep costs on ships not actively needed at a given time. To put it rather more precisely, however, the LCS was conceived as a multimission ship and the Navy promptly stuck all the jobs in the ‘miscellaneous’ category onto it.

The idea of modularity is not new—the Spruance and Perry-class frigates were designed to accommodate additional weapons. The Spruances generally didn’t receive these until the late 1980s at best, when two dozen of them received 61-cell Vertical Launch Systems capable of launching cruise missiles and other weapons.

Both the Freedom and Independence types also have a substantial part of their displacement and internal volume dedicated to what is essentially flex space, that can be reconfigured based on need. In most warships of comparable size, this space is used for weapons, crew quarters, fuel, or stores. The ships have a disproportionately large hangar and large flight deck (50% larger than a Burke-class destroyer’s flight deck, and probably the single most useful thing about either LCS design) for two medium-sized helicopters such as the SH-60 Seahawk or one heavy-lift helicopter like the CH-53 Sea Stallion. A large chunk of the hull volume in either design is taken up by a ‘roll on/roll off’ cargo deck with a capacity of several dozen Humvees or light armored vehicles, or a company of troops in tight quarters.

This gives the LCS the ability to act as a (very) fast transport for Marine or Special Forces units, though admittedly this may prove to be a “too long for Dick, too short for Richard” capability. Landing a Marine Force Recon platoon in rigid inflatable boats is one thing, and can be done from virtually any ship in the fleet, but Seal Team Six isn’t in the habit of using armored vehicles on commando operations, and in any case the LCS needs a pier to offload vehicles from. In other words, the LCS may have more capability than it needs for routine helicopter and boat insertions, but not enough for bigger operations where vehicles are actually needed. If the mission is big enough that vehicles are needed, the Navy will likely assign a real amphibious ship to the job, and some of the cargo space built into an LCS would have been better used for other purposes.

Some of the missions for which the LCS is proposed seem wildly at odds with the ship’s design. In particular, the use of a half-billion dollar, 50-knot ship for minesweeping makes little sense, as minesweeping is usually done at less than ten knots using inexpensive ships that resemble fishing trawlers. The Avenger and Osprey class minesweepers currently in service are good ships and well-suited to their jobs, but although the Navy recognizes the minesweeper’s importance, minesweeping is one of the jobs the Navy really, really hates doing, much as the Army hates counterinsurgency operations. Using a LCS for minesweeping is using a proverbial sports car for a pickup truck’s job.

Freedom at sea

USS Freedom with an aircraft carrier and a guided missile cruiser on her first cruise


Survivability

Most significantly, since the ability to withstand damage is a major concern for a warship of any description, both types of LCS appear decidedly frail when compared to either US warships or their foreign counterparts. Both types of LCS were initially designed to ‘commercial’ standards, rather than the significantly more robust standards customary for naval warships, and were re-engineered for the navy’s new and evolving set of naval standards during construction. A formal Pentagon evaluation released in March 2011 concluded that “LCS is not expected to be survivable in terms of maintaining a mission capability in a hostile combat environment,” or in other words that the ship could easily sustain enough damage to be put out of action. The Navy has, in fact, opted to forego the usual blast testing for prototype ships—necessary to evaluate the ship’s resilience to damage-- “due to the damage that would be sustained by the ship.” That sounds like an alarming lack of confidence in the ship’s ability to keep sailors alive in battle. The Congressional Research Service confirms these findings.

Both LCS designs are engineered for what the Navy terms “Level 1 survivability” – in other words, expected to operate in the least severe combat environment and not expected to "fight hurt." This is the level of durability you build into something cheap and expendable, like a harbor patrol boat or a coastal minesweeper, not something you expect to carry commando teams in on the coast of Iran. If damaged, a Level 1 ship will be out of the fight and will probably sink, but will last long enough for the crew to get off. By contrast, Burke-class destroyers and pretty much every other surface warship in the US Navy are engineered for Level 3 survivability—the ability to take severe damage, not sink, put out fires, and keep shooting and steaming.

The Royal Navy learned a great deal about the abrupt destruction modern naval warfare can bring—HMS Sheffield was destroyed by a single Exocet missile, and a number of other British warships were also sunk or crippled by one or two hits from missiles or bombs. “Everybody had always said that modern warships are ‘one-hit ships,’ ” Sheffield’s captain observed after the attack. “Nobody had thought about the implications of a ‘one-hit ship’ 8,000 miles from home.” (Battle for the Falklands, Hastings and Jenkins 1984, 155). By the end of the conflict, the Royal Navy had barely held out through a grueling war of attrition against Argentine airpower, and the sheer number of ships lost had nearly cost the UK the victory. The USS Stark, a Perry-class frigate hit by two Iraqi Exocets in 1987, was seriously damaged but survived. Both HMS Sheffield and USS Stark were much larger than the USS Freedom or Independence, which as much smaller Level 1 ships would probably go right to the bottom.

HMS Sheffield

HMS Sheffield, 1982


USS Stark

USS Stark, 1987


In view of the LCS’ proposed role, of fighting along coasts, within reach of missiles, mines, airplanes, other peoples’ warships, and even plain old gun artillery on the shore, the flimsiness and weak armament of the LCS designs is nothing short of ludicrous. The LCS are supposed to be ‘stealthy,’ with low radar and infrared signatures, but stealthy sometimes only goes so far—the Yugoslav Army managed to shoot down a F-117A Nighthawk “stealth fighter” during NATO’s 1999 intervention in Kosovo—and anything billed as a warship should be expected to suffer damage.

Still more importantly, though, is the question of how the Navy can in good conscience send sailors into a combat zone in a ship not designed to survive? The survivability issue is a big part of the US Navy’s prejudice against smaller ships, since larger ships can have more reserve buoyancy and other design features that make them more likely to survive damage than a smaller ship suffering with the same damage.

The Boat Had Better Float

Seakeeping ability is also a major concern. LCSs are intended to spend a lot of their time on patrol missions—hunting pirates, terrorists, smugglers, or mines—and the ability to stay at sea for long periods of time is important. The Navy’s big destroyers and cruisers were designed for the expanse and rough weather of the Pacific and North Atlantic, can steam and fight in anything short of a hurricane, and can stay at sea for as long as the machinery, food, and fuel oil hold out. The fast, nimble, and lightweight USS Freedom’s main engines are fuel-guzzling gas turbines which are “essentially the engines of a 777 jetliner,” and generates more horsepower than the powerplant of a much larger Ticonderoga-class cruiser. Her top speed is alleged to be nearly 50 knots, making her one of the fastest warships afloat. On the other hand, she has a maximum range of a mere 3,500-miles at a poky cruising speed of 18 knots on her diesel engines (half that of a typical frigate or corvette of the same size). That may sound like a lot, but remember that a ship has to be burning fuel and moving anytime she’s not at anchor. Freedom’s gallons-per-mile appetite also means that she could potentially go through her entire onboard fuel supply in a half-day’s high-speed running. As fast as the 50-knot Freedom is, if she wants to stay moving she’ll be forever dependent on a 20-knot fleet oiler to keep her tanked up. Current government estimates hypothesize that fuel costs will account for between 8% and 18% of the Freedom’s total operating cost over her operational lifespan. It also remains to be seen how well the Independence and Freedom will handle heavy weather, and although they’re not intended to do high-seas hunting for Soviet submarines in a North Atlantic winter, Navy warships have a two-century-long tradition of being used in roles and conditions other than what their designers expected.

Crew size, though one of the LCS program’s main selling points from the Pentagon’s point of view, is also a potential weakness. In an effort to reduce manpower needs (and the related costs) the LCS has a baseline crew of just 40 officers and men, compared to the 150-200 on a typical frigate. Although other personnel would join the crew to operate helicopters and specialized mission module equipment, for a total of perhaps 75 personnel, as it is the ships are shorthanded enough that crew coming off watch have to do double-duty even for routine tasks like refueling. On the trial cruises, this left many personnel functioning with very limited sleep. How this limited manpower would impact the ship’s company’s abilities in a combat zone, when prolonged sea duty and high-intensity operations would push the exhaustion limits, remains to be seen.

Ultimately, the LCS appears unlikely to live up to the expectations for it, in the absence of the necessary multirole equipment. In any case, it is not likely to prove a gamechanger Although small by US Navy standards, it is probably too large to be cost-effective in operation. It is too lightly constructed to survive a real war, and its armament is likely to prove inadequate. Worst of all, the cost overruns and bureaucratic disasters that have accompanied it have damaged the entire procurement process, to the point where it is a valid question whether the US Navy can actually get a usable warship on-budget and on-time. In the case of the LCS, the Navy struck out on all three pitches.

Systemic Dysfunction

In the end, this is 2011, and the US has to support two prolonged wars in two different theaters, as well as maintaining commitments in the western Pacific (particularly keeping an eye on North Korea) and other parts of the world. The economy is fragile, the government’s budget is strained, and ideological differences are splitting even the normally lavish-on-defense Republican party over the F-35 Joint Strike Fighter.

Defense cuts will continue. In the current economic and political climate, that is a certainty. Secretary of Defense Robert Gates was thoroughly justified in selecting most of the defense programs he proposed cuts for in April 2009 and January 2011, mostly because the projects cut, like the F-22 Raptor stealth fighter, are not relevant to the nation’s current needs. There are more economies to come, but twenty ships at a flat fee, even if they aren’t perfect, are better than no ships at all.

That in itself is one reason the Navy has fought as hard for the LCS as it has—whether they’re good ships or mediocre ships, the Navy needs ships, even if for no more complicated reason than replacing ships that were launched during the Nixon administration and that are now worn out.

Still, the simple truth is that the US Navy paid a combined $1.35 billion for just two warships, neither of which is actually in operational condition. That same sum, incidentally, should have paid for six ships if the program had managed to stay on-budget. The French Navy, meanwhile, managed to get the first of their Gowind-class corvettes, the L’Adroit, from the drawing board to sea trials in only two years. By contrast, the Independence took seven years (nearly as long as the aircraft carrier George H.W. Bush) and still isn’t operational. The Gowind is smaller and slower than either LCS design, but it’s perfectly serviceable and capable of performing many of the same missions. This speed is also an example of how painfully sclerotic the US Navy’s design and construction system has become. In the current economic and political climate, the longer a project lingers in development hell, the more likely it is to be cancelled. The Navy needs a ship that is what the LCS was originally supposed to be—simple, versatile, inexpensive, and possible to build and bring into service quickly and in large numbers.

In broader terms, the LCS program is an ominous foreshadowing of what could happen with other warships. Aside from the LCS planned, the Navy has approximately 50 other warships on order or under construction for the 2012-2016 period, including three DDG-1000 Zumwalt-class destroyers optimized for land attack missions, six more Arleigh Burke class guided-missile destroyers, several Joint High-Speed Vessel fast transports, several amphibious assault ships, three new fleet oilers, three nuclear-powered aircraft carriers, and five nuclear-powered attack submarines. All of this adds up to a lot of money, time, manpower, and R&D—hundreds of billions of dollars spread over years, and most of it going through the hands of a fairly small number of prime contractors like General Dynamics.

Sadly, even though about 50 other ships are under construction, that’s not even treading water. As it is, when Reagan-era ships such as the Ticonderoga-class cruisers, some Los Angeles class submarines, and the remaining Perry-class frigates reach the ends of their effective lives by the early 2020s, the Navy’s fleet will shrink by about 70 ships, or about a quarter of its current strength. The Navy is already shorthanded; although the number of missions is increasing every year, the fleet’s strength has actually declined 18% from a 2001 strength of 337 ships to a current effective strength of 285 warships, compared to a goal of 313 ships as described in a recent Congressional Research Service report and numerous Department of Defense publications. This 313-ship fleet is a long way from the pie-in-the-sky 600-ship goal of the Reagan years, but is more in line with what the Navy actually needs. The problem is in getting there, and staying there.

A navy will never have 100% of its ships in tip-top shape all at once. Right now, however, about 20% of the warships in the fleet are not combat-ready—up from only 8% in 2007—due to a combination of hard use (ships used more wear parts out quicker, and US Navy ships spend more time at sea than those of most other navies), sheer age, and deferred maintenance ($173 million worth); the Navy gets five billion dollars per year for maintenance, upkeep, and repair, which covers everything from aircraft engines to hull paint, and even $5 billion doesn’t cover everything. As it is, deployed ships on average spend nearly 40% of their time while on deployment—which could mean potentially being in harm’s way-- with at least one major system on the fritz. These system failures could include something as vital as the ship’s main gun, sonar, communications system, or missile launch and guidance controls, failures which could leave the ship undefended and endanger the lives of the sailors aboard. This lack of preparedness and the sheer numbers of handicapped warships has been an open secret for several years, but has become a matter of Congressional attention.

Even new ships need repairs—in February 2011, the USS Gravely’s topmast broke off while the ship was cruising off the coast of Florida. While accidents happen and things just break sometimes, the Gravely was only commissioned in 2010, making her practically brand-new, and this collapse raises serious questions about shipyard quality control.

The main problem is that more than half of the current fleet—from aircraft carriers on down to frigates and transport ships-- dates to the Reagan era if not earlier, and older ships require more maintenance. One reason these older ships (notably the Perrys) are still used so intensively is that their replacements have been cut from the budgets or delayed in design and construction. Another reason for intensive use of older ships is that manpower and budgetary demands during the late 1990s and early 2000s compelled the Navy to scrap entire classes of warships wholesale (for example, the 31 Spruance-class destroyers) at an accelerated rate between 1998 and 2005, faster than the ships were being replaced by new construction.

The problem is even worse for aircraft. Fifty-five percent of deployed Navy and Marine Corps aircraft are not completely mission-capable. Given how much the Navy and Marines depend on aircraft for everything from strategic reconnaissance to bomb-dropping to medical evacuations, this is a grave problem, part of what Congressman Larry Kissell phrased as “multiplied shortness there of everything that you could want or imagine or need with that ship… for every ship, then, what comes with that ship, we're missing?”

In the meantime, the number of missions needing warships has increased, thanks to two wars, a UN intervention, an anti-piracy campaign, and humanitarian commitments on several continents, on top of routine demands like training, while the number of available warships has steadily shrunk. On average, approximately 40% of the fleet’s strength is currently on deployment, twice what it was in 2000. Vice-Admiral William Burke testified before the House Armed Services Committee that the Navy high command considers this rate of deployment to be unsustainable.

There is no simple fix to this systemic failure. Over the last twenty years, the numbers of ships ordered have fallen, while prices per ship have skyrocketed, technical failings have multiplied, and delay has piled on top of delay, stretching into years of scheduling and cost overruns. Even when ships entered service, they are frequently found to be defective; this is one reason the Littoral Combat Ships haven’t been deployed for combat duty or even long-distance noncombatant operations, since the Navy is concerned that the ships could suffer serious and embarrassing breakdowns.

In other words, the Navy is putting money into the system but not getting usable ships out of it, but still has to play coverup on ship flaws because otherwise the ships will be cancelled. Bad ships, from a certain perspective, are better than no ships at all. The other armed services have much the same problem with their suppliers, but have not been so bluntly outspoken about the problem.

On the whole, there’s a hole.

Too many military development programs have collapsed over the last twenty years due to abuses and waste in the design and procurement process. Some of these programs were poorly conceived or justified—for example, the Crusader self-propelled gun. Others were badly needed but poorly-executed (the Marine Corps’ Expeditionary Fighting Vehicle comes to mind), but for a variety of reasons the project died of bloat and budget overruns. The program that eventually produced the Zumwalt-class destroyer hemorrhaged money for well over a decade before the Navy decided it couldn’t justify the program after all, and elected to build only three ships.

One hint at the future is the USS Florida, one of four Ohio-class ex-ballistic missile submarines originally built to sling nukes during World War III, but retrofitted to carry 180 Tomahawk cruise missiles instead of ICBMs. The Florida essentially shut down Libya’s air defense network overnight in March 2011, making her the most useful asset in the conflict to date, in sharp contrast to the F-22, which is for all intents and purposes useless for the sort of missions conducted in Libya or similar conflicts. A massive countrywide strike like the Florida’s is a job that even during the first Gulf War in 1991 would have required at least two aircraft carriers and their escorts, and which would have taken several days of sustained air attacks. The future will likely see increasing pressure to use more makeshifts, improvisation, or repurposed ships in order to fill needs, rather than relying on new construction.

Secretary Gates, wisely emphasized discarding decades-old gold-plated projects like the F-22 in favor of simple things that actually work, that were immediately relevant to the actual missions in Iraq and Afghanistan, and that are readily transferrable to other jobs in other places. The outstanding example of this policy is the use of unmanned aerial vehicles, which has grown by leaps and bounds since Gates entered office in 2006, and which has become a military staple in only a few years.

All parties—the Pentagon, the defense contractors, Congress, and the public—should be prepared to be very hard-nosed and pragmatic about defense spending and contracting. The era of blank-check contracts and 100% cost overruns is over. If the Pentagon expects to get its money’s worth in a harsh economic climate and with defense budgets already creaking under the strain of two wars and dozens of other operations around the world, it needs to mind its pennies just as taxpayers do.

Thursday, March 3, 2011

Why the Egyptian and Tunisian Armies Didn’t Shoot, and Why the Libyan Army Did

The question is, why did the Egyptian and Tunisian militaries refuse to take action against the protesters, when the Libyan military did?

Someone IM'd me that question earlier today, in idle conversation.

There are few more embarrassing things that can happen to someone at my time of life (age 32) than suddenly to come out of a fugue and realize that your music playlist has run out of tunes, the tea's untouched but gone dead cold, your Firefox has about fifty open tabs, it's 11 PM and you somehow lost five hours out of your life.

Then you gaze blearily at your computer screen and realize that you've written a six-page analysis of a problem in response to a question a friend of yours IM'd you as a digression from a conversation about chemical vapor intrusion, muffins, and Pearl Jam.

Well, that's what happened to me, and this is the result.




The nations of the Middle East are shaking on their foundations these days. A dozen nations have seen massive public protests, Tunisia and Egypt have had long-term rulers displaced by popular discontent, and a third nation, Libya, is racked by a nascent civil war between the regime and its popular opposition.

One of the most singular features of the Tunisian and Egyptian revolutions is the lack of military force. In the case of Egypt, the turning point in the protests was when the Egyptian military refused to take sides in the confrontation between the protestors and the Mubarak government, and indeed soon found itself refereeing between the two parties. In Tunisia, the turning point came when General Rachid Ammar, Chief of Staff of the Tunisian armed forces, refused a presidential order to fire on the crowds; within days the military had turned entirely against the Ben Ali government. In Libya, meanwhile, Muammar Gaddafi’s army showed no hesitation in attacking the protestors with aircraft and heavy artillery.

The question is, then, why did the Egyptian and Tunisian militaries refuse to take action against the protestors, when the Libyan military did? It is a complex question, and is directly tied to the sort of government a state has (one of several shades of authoritarianism), and the role of the military within that state.

The origins of this political and military idiom in the modern Middle East lie in the early 20th Century. Most of the post-colonial nations of the Middle East, such as Syria, Libya, and Iraq, were essentially created by lines drawn across maps of the former Ottoman Empire between 1910 and 1920. As historians, political scientists, and others have noted on innumerable occasions, the colonial powers famously ignored historic affinities or local conditions when creating new kingdoms for their clients to rule—Jordan, for example, was created essentially as a job-well-done reward for a younger son of Sharif Hussein of Mecca, T.E. Lawrence’s ally from the desert campaigns, and who ruled Arabia until he was displaced by the al-Saud tribe in 1924. The Sharif’s other son became the first king of Iraq.

The results were, in some cases, states that could never have naturally emerged as true nations—Iraq in particular is a Frankenstein, comprised of three former Ottoman provinces stitched together and including a Kurdish-dominated north, an ethnically-distinct Shi’ite south, and a Sunni Arab area around Baghdad, with a majority-Shi’ite population until recently ruled over by Sunni Arabs who belonged to the old pan-Arab nationalist Ba’ath party that emerged as a regional movement in the 1950s, an organization that many fundamentalist Muslim groups consider to be an abomination all of its own for its short-lived attempts at secularizing, socializing, and modernizing Arab society during the 1950s and 1960s.

Syria is perhaps less extreme and certainly less ethnically diverse, but originated in much the same manner. Syria is to this day dominated by the al-Assad family (the late Hafez and the ruling Bashar, pere et fils), whose tribe belongs to the minority Alawi branch of Islam that many Sunnis and Shi’ites consider to be heretical. The al-Assad regime is also the last remnant of the Ba’ath Party.

Under the circumstances—extreme poverty, sudden independence, domestic turmoil, endless economic troubles, the pressure-cooker political climate of the Cold War, and the decades-long vendetta of the Arab/Israeli conflict-- virtually all of the countries in the Middle East defaulted to autocratic authoritarian governments—despots, tyrants, and kings in all but name.

One of the characteristic features of autocratic authoritarian regimes in the late 20th and early 21st centuries is a direct control by the ruler of at least part of the nation’s military force. The last thing any tyrant wants is a locus of power or influence other than his own self, and a unified and professional military would be exactly that. More particularly, no ruler could stay on his throne if an independent military wanted him deposed.

In the military context, the result was that if a particular ruler, family, or political party wanted to keep control over a diverse and fractious population, it had to have at its disposal a private army—the inner circle-- that could be relied upon in situations for which the regular army might not be reliable. These situations could include managing riots, staving off military coups, crushing religious unrest, control over weapons of mass destruction, and the like.

Most of the dictatorships produced by the 20th Century therefore divided their militaries up into a series parts, typically including a small, well-equipped elite (the inner circle) personally loyal to the dictator and often drawn from the same narrow tribal, ethnic, political, or religious group, and a larger ‘regular’ army (the outer circle) of comparatively poor quality and drawn from the general population. Like the Praetorian Guard of imperial Rome, the actual quality of the inner-circle units can, of course, range from competent fighting men to parade-ground paper tigers and palace poodles incapable of managing anything more than terrifying unarmed villagers.

Inner-circle units typically get better pay, better training, and better equipment, and frequently have much higher proportions of long-service professionals as compared to conscripts. In open warfare, such as the 1991 Gulf War, they are kept in reserve, hoarded like a poker player’s blue chips, avoiding casualties while ready either to exploit a victory or to protect the regime in case of defeat.

Domestic prestige is also a significant factor—inner-circle units typically have resonant titles such as the Presidential Guard, Republican Guard, Revolutionary Guard, or Special Forces to indicate their high status, and take pride of place in parades and public ceremonies. These inner-circle units are also often closely tied to a dictator’s cult of personality, which in cases such as Saddam Hussein or Muammar Gaddafi can reach delusions of grandeur on a messianic scale.

As a quick explanation of terminology, in Western parlance the term ‘special forces’ usually refers to elite commando-style units such as the American Delta Force or the British SAS. In Soviet-influenced forces such as the Iraqi and Libyan militaries, however, the term generally denotes elite inner-circle conventional military units that can be used for internal security and keeping control over less-dependable outer-circle units.

These elite units are usually closely tied to the regime’s secret police and intelligence organizations (whether they are the Gestapo, NKVD, or Mukhabarat), the better to perform their domestic repression roles. For example, consider the Third Reich’s SS organization, which included the Reich’s entire internal security apparatus as well as a military wing that operated in parallel with the regular German army, or the USSR’s ‘internal troops’ fielded by the NKVD during Stalin’s regime, who operated behind the Red Army units (proverbially with bayonets leveled to keep the soldiers marching forwards). In some cases, such as the Libyan and Iraqi armies, the inner-circle units had exclusive control over the arsenals and ammunition supplies, and disarmed their outer-circle counterparts before parades lest some soldier take a potshot at the dictator.

Inner-circle units are also usually tied directly to the what might be termed the dictator’s “royal family,” a sprawling organization that is equal parts tribe, political machine, and economic venture, in which ‘family’ members provide inner-circle military manpower and political support in exchange for a chance to share in the oil revenues or some other economic banquet. Examples include the al-Assad clan in Syria, Saddam Hussein’s sprawling affinity in Iraq, or Muammar Gaddafi’s Gaddafa tribe in Libya. Similar preferences for having members of the royal family or at least the royal tribe in command positions prevails in Saudi Arabia, Kuwait, Bahrain, Abu-Dhabi, the United Arab Emirates, and Jordan.

It is no coincidence that all of the major military units garrisoned around Syria’s capitol, Damascus, are commanded by members of the Assad family, or that the elite Defense Companies that serve as bodyguards and political muscle for the regime are composed mostly of Alawi Muslims from the same district as the al-Assads. Most telling of all, when Hafez al-Assad leveled much of the Syrian city of Hama in 1982 in response to religious upheaval, the man he put in charge of the job was none other than his brother Rifaat al-Assad, head of the internal security forces. Sadly, Rifaat ultimately betrayed his brother’s trust with an attempted coup in 1983, and has spent the most of the subsequent years in genteel exile.

Egypt, by contrast, is relatively unusual in that the army (or at least, the officer class) is one of the more modern, egalitarian, and progressive elements in Egyptian society. There are no true inner-circle units, although the army is the tenth largest in the world. In addition, most of the officers in the upper echelons have attended the reputable Egyptian Military Academy, as well as college or professional schools in Europe or the United States. This background gave the officer class a different perspective on the role of the military in society, albeit one in which the military is loyal primarily to itself, rather than to the national leadership, and sees itself as a corrective mechanism for keeping the country on-track. In conjunction with the reluctance of conscripts to shoot civilians who may well be friends, neighbors, and relatives, this lack of an immediate connection to the Mubarak government, and the interest in reining in a government that fails or goes too far, is one of the reason the Egyptian army largely stayed out of the recent street unrest, forcing the Mubarak regime to depend on the police and hired thugs.

This was not always the case, however, as for many years the Egyptian military was virtually a caricature of the political army, rife with plots and coup attempts. Indeed modern Egypt’s history essentially began when a military cabal known as the Free Officers overthrew King Farouk in 1952 and installed first Muhammad Naguib and then Gamal Abdel Nasser as head of state. Nasser’s successor and Mubarak’s immediate predecessor, Anwar Sadat (himself one of the Free Officers), was assassinated by a similar military cabal composed of fundamentalist Muslim officers. The military’s shift away from it’s post-colonial and Soviet-influenced political role and into a western-style professional model is, ironically, one of the Mubarak government’s most significant achievements in Egypt’s domestic politics. The Supreme Council of the Armed Forces, an implicitly political committee of senior commanders, had not actually met for over thirty years before convening in January 2011 to temporarily assume power after the resignation of President Mubarak.

Egypt’s Central Security Forces, a paramilitary force used for domestic security and similar roles, but unlike inner-circle units in other nations the CSF is comprised primarily of poorly-paid conscripts rather than favored praetorians, and had no direct ties to Mubarak. Mubarak increased the number of CSF personnel to 100,000 in the early 1980s in an attempt to balance the military’s influence at the time, but met with little success. One of the most significant episodes in military unrest under Mubarak’s rule was a 1986 mutiny by several thousand CSF troops in response to a rumor that their terms of conscript service were being extended.

Tunisia, like Egypt, has a professional and historically apolitical military that was not directly under the control of President Ben Ali’s regime. Unlike Egypt, however, the small (approximately 35,000-man) Tunisian military has never fought in a war, and has since the 1960s spent most of its time doing peacekeeping and humanitarian work.

If that is why the Egyptian and Tunisian militaries stayed out of the recent turmoil, consider the other extreme.

The late Saddam Hussein’s Iraqi regime was a rather extreme example of the cult of personality and extreme paranoia in military organization, but the Iraqi situation illustrates the inner circle/outer circle dichotomy. The “outer circle” Iraqi armed forces under Hussein’s regime included the Iraqi armed forces into the regular Iraqi army (draftees little better than cannon fodder), the more professional Republican Guard, and the Air Force, which was of a status approximately equal to the Republican Guard.

The ‘inner circle’ in 2003 included several corps of elite bodyguards and special forces, including the 12,000-man Special Republican Guard or ‘Golden Division.” Augmenting this in 2003 were the paramilitary Fedayeen Saddam organization mustering up to 30,000 men and an irregular corps of ‘foreign fighter’ volunteers and mercenaries.

Hussein’s inner-circle units drew heavily on manpower sources with a personal affinity to Hussein and his family, including the al-Tikriti tribe, the Ba’ath political party, and to a lesser extent the general Sunni Muslim population of central Iraq.

The several divisions of the Republican Guard had been an vaunted inner-circle unit, reporting directly to Hussein himself rather than to the army general staff. Following its near-destruction in the 1991 Gulf War, however, it lost most of its prestige and was essentially replaced at the dinner table by new, smaller elite units. A previous paramilitary organization, the Popular Army of Iraq, was essentially a Ba’ath party militia; it numbered over half a million men at its peak in the late 1970, but declined rapidly in prestige after it suffered heavy casualties during the Iran-Iraq war and was dissolved in 1991.

The fate of the Iraqi army during the 2003 invasion by the United States and its allies is well-known. The regular army and most of the Republican Guard disintegrated, the Air Force was destroyed on the ground, and most of the inner-circle units broke up and went underground to carry out guerilla attacks, as Iraq descended into an ethnic and religious civil war that lasted several years, with the US-led occupying forces caught in the middle while trying to restore order.

Libya did not suffer from the same ethnic, religious, and economic strains as Iraq—the country’s population is far smaller than Iraq’s, homogenously Sunni Muslim, and overwhelmingly concentrated in cities along the Mediterranean coast. While still poor by western standards, the Libyan GDP and standards of living are significantly better than those in Hussein’s Iraq. The principal ethnic tension is Gaddafi’s obsessive hatred of the Berber tribal groups, which is apparently not shared by the general population. Rather than any ethnic, or religious tensions, as were the case in Iraq, the primary driver behind the popular uprising against Gaddafi is an overwhelming disgust at the continuously erratic, corrupt, and tyrannical behavior of his regime. Gaddafi’s loyalists are drawn primarily from his own Gaddadfa tribe, other residents of the coastal Syrte district where most of the Gaddafa live, or other persons personally loyal to the regime.

Though Gaddafi spent lavishly on sponsoring foreign terrorist organizations, on attempts to acquire weapons of mass destruction, and in acquiring vast quantities of conventional weapons from the USSR, his regime essentially starved the 50,000-strong regular military of men, money, ammunition, and equipment. Much of the equipment purchased from the USSR simply sat in warehouses unused, or was given away to militias and terrorist organization. The result was a poorly-motivated and underequipped force, half the strength of which were draftees, that failed on just about every occasion that it saw action, and which was quite literally decimated—suffering losses of up to 10% of its total manpower-- during the so-called “Toyota War” in Chad during the 1980s.

The Libyan Air Force was higher in prestige than the army until the late 1980s; Gaddafi spent lavishly on aircraft, and indeed the Air Force had far more aircraft than it had trained pilots or ground crew to operate them. When the humiliating defeats inflicted by the US during the Gulf of Sidra encounters and the 1986 Operation El Dorado Canyon made Libya a military laughingstock, however, Gaddafi appears to have essentially turned his back on the Air Force and let it decline.

The real muscle behind Gaddafi’s regime over the last forty years has been his intelligence and secret police organization, who usually exercised power by ‘disappearing’ or assassinating foreign or domestic critics rather than by brute force. Loyal inner-circle military units included the 3,000-strong Revolutionary Guard Corps drawn from Gaddafi’s own tribe, and the elite “Khamis Brigade” commanded by Gaddafi’s youngest son.

These inner-circle units are augmented by Gaddafi’s intelligence organization, his secret police, and the ‘Revolutionary Committees,’ which are in reality equal parts party brownshirts, local government councils, political commissars and paramilitary militia. The Revolutionary Committees also theoretically served as a leadership cadre for the People’s Militia, an unorganized force composed of anyone eligible for military service, but which existed largely on paper.

Gaddafi also maintains for his immediate personal protection a 40-strong “Amazonian Guard,” comprised entirely of handpicked women who allegedly must be virgins, as well as several other units of bodyguards. It is unclear as to whether Gaddafi had foreign mercenaries on the payroll in Libya before the outbreak of the ongoing revolt on February 15, but he certainly began importing as many as he could find as the revolt gained headway.

From 1972 to 1987, Gaddafi’s regime also maintained the Islamic Legion, a corps of foreign volunteers mostly from sub-Saharan Africa, the membership of which included Arab supremacists, soldiers of fortune, and migrant workers who had been dragooned into military service. This ‘foreign legion’ conducted a number of operations in Uganda, Palestine, Lebanon, and Syria, but was only deployed in strength in Chad, where it suffered a number of severe defeats and essentially disintegrated. Several leaders of the Janjaweed militias terrorizing the Sudan are veterans of Gaddafi’s Legion.

The actual state of affairs in Libya is confused. Some of Gaddafi’s troops willingly fired on the protestors at the outset of the February protests, and in fact the Libyan army has a long history of using violence on protestors. This time, however, many regular army units reportedly mutinied or disintegrated as the protests gained momentum and accelerated into open rebellion and civil war, leaving Gaddafi to throw open his arsenals to criminals, prisoners, and anyone willing to bear arms. The Air Force is essentially split—while much of the force has turned against the Gaddafi regime, including several pilots who flew to Malta or ditched in the Mediterranean rather than bomb the protestors, some squadrons appear to have remained loyal to the regime and continue to launch sporadic airstrikes.

In a stellar example of how something old can become new again, the examples of Iraq and Libya bear a close resemblance to the common state of affairs under the later Abbasid Caliphate (approximately 850-1258 CE). As the Abbasid caliphate’s central authority weakened after the death of the great Harun Al-Rashid, provincial lords attempted to increase their own power by acquiring corps of foreign soldiers to use as bodyguards and to keep restless populations and unreliable local troops in check.

These soldiers, variously referred to as mamluks, ghilman, or saqaliba, and their later cousins the Janissaries of the Ottoman Empire, were long considered to be more trustworthy than native troops. Many were also either technically slaves, owned by their lord, or mawla, free clients with specific reciprocal obligations to their lord, and as such considered part of his extended family, with all the social, political, and economic advantages that included. Without other tribal or familial attachments, they were expected to be more loyal to the ruler alone, and less prone to mutiny, treachery, and court intrigue.

These initially small units increased as their usefulness became clear—the Caliph al-Mu'tasim, second son of Harun al-Rashid, enlarged his mamluk units from a 4,000-man palace guard to a 70,000-strong private army during his reign. This was due in large part to Mu’tasim’s weakening control over the provincial emirs who had historically provided most of the Caliphate’s troops.

In the end, however, the mamluks’ loyalty to a specific ruler usually decreased as their numbers and prestige increased. The men who were supposed to be without faction became a faction of their own, and by the late 900s corps of mamluks were frequently capable of deposing a ruler and replacing him with one the erstwhile ‘bodyguards’ controlled. This situation devolved until much of the modern Middle East was ruled by dynasties of Turkish sultans whose ancestors had been bodyguards of an Arab lord, and a “Mamluk Sultanate” ruled Egypt for nearly three centuries until it was absorbed by the Ottoman Empire.

As of February 2011, there are no democracies in the Arab world. Tunisia and Egypt are on the road towards democracy, but they are not there yet. The protests continue in other countries, and Gaddafi is obviously on his last legs. The future is uncertain—while relatively moderate rulers such as King Abdullah of Jordan offer political concessions rather than sending in the army, it is hard to imagine Bashar al-Assad meeting his opponents with anything other than force, as his father and uncle did at Hama. If democracy is to emerge, however, the praetorians and secret police must be dispensed with.